Benjamin Schwartz is a registered investment advisor, based in White Plains, NY, with 9 years of industry experience.
Location
10 New King St, Suite 104, White Plains, NY, 10604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin is the Chief Operating Officer of Madison Advisory Services and Madison Planning Group, Inc., spending about a quarter of his time on the former and about 10-20% of his time on the latter. He also dedicates minimal time as an agent for fixed insurance services and is a minority owner of Madison Family Holdings LLC.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Madison Advisory Services, INC.
Previous Registrations
Lion Street Financial, LLCBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
State Registrations1 state
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