TH
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Tim Hoag

10 Years of Experience
Alpharetta, GA
Broker

Tim Hoag is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3 Edison Drive, Alpharetta, GA, 30005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tim works as a concert venue usher for LiveNation, seating patrons. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 8 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
E*trade Capital Management, LLC
March 2022 - September 2023 · 1 yr 6 mos
E*trade Securities LLCBroker
March 2022 - September 2023 · 1 yr 6 mos
Cetera Investment Advisers LLC
November 2019 - April 2022 · 2 yrs 5 mos
Cetera Investment Services LLCBroker
November 2019 - April 2022 · 2 yrs 5 mos
Cetera Investment Advisers LLC
November 2016 - December 2017 · 1 yr 1 mo
Cetera Investment Services LLCBroker
November 2016 - December 2017 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - December 2014 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - December 2014 · 3 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Tim Hoag - Financial Advisor | TrueAdvisor