Joshua Murphy is a registered investment advisor, based in Carlsbad, CA, with 12 years of industry experience.
Location
Carlsbad, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua is a financial advisor with California Wealth Transitions, providing registered representative activities, insurance, and investment advisory services. He is also the President of Murphy Investment Group and spends minimal time on this role.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Private Wealth Services, LLC
Kestra Investment Services, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Sterne, Agee & Leach, INC.Broker
State Registrations19 states
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