James Hua is a registered investment advisor at Opal Advisors, based in Bellevue, WA, with 13 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 228 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees are negotiable and may be lower based on factors such as client type, account size, and anticipated increases in assets. Clients will not be charged a total management fee over 2%.
Fee Estimator
Location
3150 Richards Road, Suite 240, Bellevue, WA, 98005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved with Bellevue Funding LLC as a Portfolio Manager, requiring about 10-20% of his time, and is part owner of Proximity USA LLC, which owns real estate and rental properties. James is also a licensed insurance agent.
Employment History
Current Registrations
Opal Advisors
Previous Registrations
Sheppard Wealth Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.