Phylip Simmons is a registered investment advisor, based in San Diego, CA, with 8 years of industry experience.
Location
5435 Oberlin Dr., Suite 200, San Diego, CA, 92121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Phylip is an ATS Wealth Strategist and Investment Advisor Representative, spending about half their time on client support, meetings, and financial advisory services. Phylip also sells insurance products through Avantax and manages two rental properties, dedicating minimal time to each.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
Ats Wealth Management
Previous Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.