Stephen Dowdell
Stephen Dowdell is a registered investment advisor at LPL Financial LLC, based in Fairview Park, OH, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
21800 Lorain Rd, Fairview Park, OH, 44126
Get directionsHistory
Regulatory History (2)
Judgment / Lien
November 2018Criminal
September 2002Other Business Activities
Stephen is a tax preparer for TA-CHECK Financial since 2018. He also uses TA-CHECK Financial as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
AXA Advisors, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.