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HR

Houston Richards

14 Years of Experience
Southlake, TX
Broker

Houston Richards is a registered investment advisor at Raymond James & Associates, INC., based in Southlake, TX, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

115 Grand Avenue, Suite 222, Southlake, TX, 76092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Houston is a committee member for the Ross Volunteer Association since 2014 and the Gig'em Club of Northeast Tarrant County since 2013, both charitable organizations. Houston spends minimal time on each of these activities annually.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - August 2021 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2011 - August 2021 · 9 yrs 11 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRSCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Houston Richards - Financial Advisor | TrueAdvisor