Nicholas James is a registered investment advisor at James Equity Management, LLC, based in Miami, FL, with 14 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Firm Size
IM Fee
Location
777 Brickell Ave, Ste 500, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is a shareholder in James Family Capital, LLC, an investment advisory firm, since July 2019. He is not involved in business operations and dedicates minimal time to this activity.
Employment History
Current Registrations
James Equity Management, LLC
Previous Registrations
James Family Capital
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Legend Securities, INC.Broker
State Registrations2 states
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