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Derek Thiel

J.P. Morgan Securities LLC
14 Years of Experience
Pewaukee, WI
1 DisclosureBroker
View SEC Summary
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Derek Thiel is a registered investment advisor at J.P. Morgan Securities LLC, based in Pewaukee, WI, with 14 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

110 Oakton Avenue, Pewaukee, WI, 53072

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
September 2015 - Present · 11 yrs 1 mo
J.P. Morgan Securities LLC
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
AXA Advisors, LLC
March 2015 - September 2015 · 6 mos
AXA Advisors, LLCBroker
April 2012 - September 2015 · 3 yrs 5 mos
Sii Investments, INC.Broker
December 2011 - April 2012 · 4 mos
State Registrations20 states
ARAZCACOCTFLGAIAILMNNCNYOHPASCTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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