BR
CFP
BR
CFP
Brandon Rosen
15 Years of Experience
Philadelphia, PA
1 DisclosureBroker
Brandon Rosen is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Philadelphia, PA, with 15 years of industry experience. Brandon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1636 Walnut St, Philadelphia, PA, 19103
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2022Denied
Employment History
Current Registrations
J.P. Morgan Securities LLC
January 2019 - Present · 7 yrs 9 mos
J.P. Morgan Securities LLCBroker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Charles Schwab & CO., INC.
August 2016 - January 2019 · 2 yrs 5 mos
Charles Schwab & CO., INC.Broker
August 2016 - January 2019 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - August 2016 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - August 2016 · 5 yrs
State Registrations31 states
ARAZCACOCTDCDEFLHIILINKYMAMDMEMIMTNCNJNYOHORPAPRRISCTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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