Kristiaan Roos is a registered investment advisor, based in Spartanburg, SC, with 14 years of industry experience.
Location
291 S Pine Street, Spartanburg, SC, 29302
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kristiaan conducts advisory services through NewEdge Advisors, LLC, doing business as Sage Capital Wealth. He is an investment advisor representative and devotes full-time hours to this activity.
Employment History
Current Registrations
Newedge Securities, LLCBroker
June 2024 - Present · 1 yr 11 mos
Newedge Advisors
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - June 2024 · 11 yrs 4 mos
Raymond James & Associates, INC.
February 2013 - June 2024 · 11 yrs 4 mos
Morgan Keegan & Company, INC.
October 2011 - February 2013 · 1 yr 4 mos
Morgan Keegan & Company, INC.Broker
August 2011 - February 2013 · 1 yr 6 mos
State Registrations16 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.