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Shiraz Zaidi

Kestra Advisory Services, LLC
15 Years of Experience
Rockville Centre, NY
1 DisclosureBroker
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Shiraz Zaidi is a registered investment advisor at Kestra Advisory Services, LLC, based in Rockville Centre, NY, with 15 years of industry experience. Shiraz is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

330 Sunrise Highway, Rockville Centre, NY, 11570

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History

Regulatory History (1)
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Employment Separation After Allegations
February 2015
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Other Business Activities

Shiraz is a financial advisor and investment advisor representative through Kestra Investment Services and Kestra Advisory Services, respectively, dedicating nearly full-time hours to these activities. He also has ownership and management roles in several real estate and consulting businesses, taking up about half of his time for Coastline Holdings Group, LLC and minimal time for the others.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLCBroker
April 2015 - Present · 11 yrs 6 mos
Previous Registrations
NFP Advisor Services, LLC
April 2015 - September 2016 · 1 yr 5 mos
J.P. Morgan Securities LLC
March 2014 - March 2015 · 1 yr
J.P. Morgan Securities LLCBroker
October 2012 - March 2015 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
August 2011 - October 2012 · 1 yr 2 mos
State Registrations34 states
ALAZCACOCTDCDEFLGAIDILINLAMAMDMEMIMNNCNENJNVNYOHPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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