SS
CFP · ChFC
SS
CFP · ChFC

Sammy Salek

15 Years of Experience
Houston, TX
BrokerSells Insurance

Sammy Salek is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 15 years of industry experience. Sammy is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
Loading...

Location

1001 West Loop South, Suite 602, Houston, TX, 77027

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Sammy is an insurance agent selling life, health, disability, annuities, and long-term care insurance. He is also the Director of Field Development for Totus Wealth Management, LLC and Totus Financial Group, Inc, and is involved in real estate, church activities, and notary services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
June 2021 - March 2024 · 2 yrs 9 mos
MML Investors Services, LLC
September 2016 - June 2021 · 4 yrs 9 mos
MML Investors Services, LLCBroker
April 2016 - June 2021 · 5 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2016 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
August 2011 - October 2012 · 1 yr 2 mos
State Registrations23 states
ARAZCACODCFLGAIDILKSKYMDMINCNHNJOHOKSCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors