SS
CFP · ChFC
SS
CFP · ChFC

Sammy Salek

14 Years of Experience
Houston, TX
BrokerSells Insurance

Sammy Salek is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 14 years of industry experience. Sammy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

701 North Post Oak Rd, Suite 320, Houston, TX, 77024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sammy is an insurance agent selling life, health, disability, annuities, and long-term care insurance. He is also the Director of Field Development for Totus Wealth Management, LLC and Totus Financial Group, Inc, and is involved in real estate, church activities, and notary services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisors LLC
June 2021 - March 2024 · 2 yrs 9 mos
MML Investors Services, LLC
September 2016 - June 2021 · 4 yrs 9 mos
MML Investors Services, LLCBroker
April 2016 - June 2021 · 5 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2016 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
August 2011 - October 2012 · 1 yr 2 mos
State Registrations18 states
AZCACODCFLGAILKYMDNCNHNJOHOKTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sammy Salek - Financial Advisor | TrueAdvisor