Theresa Houle is a registered investment advisor at LPL Financial LLC, based in Ramona, CA, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Ramona, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Theresa operates Seapoint Wealth Advisors LLC and The Warter Group by Seapoint Wealth Advisors LLC as DBAs for her LPL business, dedicating nearly full-time hours to these investment-related activities. She also owns Franklin Marie Financial for tax/investment purposes and sells accident and health insurance through Pacific Southwest Financial, spending about 10-20% of her time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
State Registrations4 states
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