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Francisco Cossio-Franco

LPL Financial LLC
14 Years of Experience
Brawley, CA
1 DisclosureBroker
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Francisco Cossio-Franco is a registered investment advisor at LPL Financial LLC, based in Brawley, CA, with 14 years of industry experience. Francisco is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

605 H St Ste 100, Brawley, CA, 92227

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Francisco operates under the DBA Cossio Investment Services for his LPL business. He also works for Uber/Lyft/GrubHub, dedicating about a quarter of his time to ride sharing and auto leasing, and works as a notary public a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
December 2020 - Present · 5 yrs 10 mos
LPL Financial LLCBroker
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Unionbanc Investment Services, LLC
May 2016 - December 2020 · 4 yrs 7 mos
Unionbanc Investment Services, LLCBroker
July 2012 - December 2020 · 8 yrs 5 mos
State Registrations3 states
AZCANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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