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Royan Ramkissoon

14 Years of Experience
Hastings on Hudson, NY
Broker

Royan Ramkissoon is a registered investment advisor at Citigroup Global Markets INC., based in Hastings on Hudson, NY, with 14 years of industry experience. Royan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2418 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

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Location

CWM Retail, Sales, 65 Main Street, Hastings on Hudson, NY, 10706

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Citigroup Global Markets INC.
November 2015 - Present · 10 yrs 8 mos
Citigroup Global Markets INC.Broker
November 2015 - Present · 10 yrs 8 mos
Previous Registrations
Capital One Advisors, LLC
January 2015 - November 2015 · 10 mos
Capital One Investing, LLCBroker
January 2015 - November 2015 · 10 mos
Capital One Financial Advisors LLC
December 2013 - January 2015 · 1 yr 1 mo
Capital One Investment Services LLCBroker
November 2012 - January 2015 · 2 yrs 2 mos
National Securities CorporationBroker
November 2011 - September 2012 · 10 mos
State Registrations7 states
CTFLGANCNJNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.