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Aaron Rask

MML Investors Services, LLC
14 Years of Experience
Westminster, CO
5 DisclosuresBroker
View SEC Summary
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Aaron Rask is a registered investment advisor at MML Investors Services, LLC, based in Westminster, CO, with 14 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

Westminster, CO

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Settled
Customer Dispute
April 2025
Denied
Customer Dispute
February 2025
Pending
Criminal
December 2022
Final Disposition
Customer Dispute
April 2018
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
MML Investors Services, LLC
June 2025 - Present · 1 yr 4 mos
MML Investors Services, LLC
June 2024 - Present · 2 yrs 4 mos
MML Investors Services, LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Nylife Securities LLCBroker
January 2012 - June 2024 · 12 yrs 5 mos
State Registrations13 states
AZCACODCFLGAIDILMINVTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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