Thomas Brophy
Thomas Brophy is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Seminole, FL, with 14 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
Seminole, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an insurance agent for multiple brokerages, including 21st Century Financial, 1847Financial, and Strategic Planning Group, selling life, accident, health, and annuity products, dedicating a significant amount of time to these activities. Thomas also owns Spencerport Properties, LLC, managing the rental property and handling bookkeeping, which takes minimal time.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
MML Investors Services, LLCBroker
State Registrations1 state
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