William Collopy is a registered investment advisor, based in Newport Beach, CA, with 13 years of industry experience.
Location
610 Newport Center Dr., Suite 300, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William works as a photographer for BC3 Photography, dedicating a few hours per week. He also works full-time as an advisor at Independent RIA SEIA, LLC.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
July 2023 - Present · 2 yrs 10 mos
Seia
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - July 2023 · 4 yrs 8 mos
Signator Investors, INC.Broker
May 2012 - November 2018 · 6 yrs 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.