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Dale Smith

U.S. Bancorp Advisors, LLC
1 Year of Experience
San Diego, CA
1 DisclosureBroker
View SEC Summary
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Dale Smith is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in San Diego, CA, with 1 years of industry experience. Dale is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
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Location

4747 Executive Dr, San Diego, CA, 92121

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History

Regulatory History (1)
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Criminal
July 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
April 2026 - Present · 6 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
September 2025 - February 2026 · 5 mos
First Republic Securities Company, LLCBroker
September 2012 - July 2013 · 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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