James Livolsi is a CFP-designated registered investment advisor, based in Wesley Chapel, FL, with 14 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Wesley Chapel, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James co-owns Rise Tax Strategies, LLC, focusing on tax preparation, and manages his Ameriprise business. He also works as a financial advisor at RPWM Partners LLC, dedicating about a third of his time to this role.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Purshe Kaplan Sterling Investments
Rise Private Wealth Management
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Lincoln Financial Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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