ES
CFP
ES
CFP

Eric Smith

14 Years of Experience
Huntsville, UT
Broker

Eric Smith is a CFP-designated registered investment advisor at Morgan Stanley, based in Huntsville, UT, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Huntsville, UT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric serves on the advisory board for the Natural History Museum of Utah, focusing on business development and growth. He spends minimal time on this activity.

Employment History
Current Registrations
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2011 - April 2021 · 9 yrs 6 mos
State Registrations19 states
AZCACOCTDEFLIDMNNJNMNVNYORPAPRSDTXUTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Smith - Financial Advisor | TrueAdvisor