TP
CFP
TP
CFP
Tan Phan is a CFP-designated registered investment advisor at Tan Wealth Management, based in San Francisco, CA, with 13 years of industry experience. Tan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 15 clients.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
15 clients
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
All fees and minimums are negotiable at the sole discretion of TAN Wealth Management.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
San Francisco, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2018Denied
Other Business Activities
Tan works as a home care provider in Alameda County since 2017. This takes nearly full-time.
Employment History
Current Registrations
Tan Wealth Management
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Prudential Financial Planning Services
June 2016 - January 2018 · 1 yr 7 mos
Pruco Securities, LLC.Broker
October 2011 - January 2018 · 6 yrs 3 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.