Kolby Smith is a CFP-designated registered investment advisor, based in Omaha, NE, with 14 years of industry experience. Kolby is also registered as a broker, so some compensation may come from commissions on products sold.
Location
12801 Pierce St, Ste 300, Omaha, NE, 68144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kolby works as an agent/broker for Co-Op Insurance and R.F. Brokerage, selling fixed insurance. He dedicates minimal time to each of these roles.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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