Kolby Smith is a CFP-designated registered investment advisor, based in Omaha, NE, with 14 years of industry experience.
Location
12801 Pierce St, Ste 300, Omaha, NE, 68144
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kolby works as an agent/broker for Co-Op Insurance and R.F. Brokerage, selling fixed insurance. He dedicates minimal time to each of these roles.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 1 mo
Previous Registrations
Securian Financial Services, INC.
December 2011 - August 2023 · 11 yrs 8 mos
Securian Financial Services, INC.Broker
October 2011 - August 2023 · 11 yrs 10 mos
State Registrations7 states
AZCOFLIANENVTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.