Eric Otten
Eric Otten is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Omaha, NE, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
13321 California St, Omaha, NE, 68154
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Eric is involved with several outside activities, including serving as Individual Giving Chair for the Cystic Fibrosis Foundation, a passive owner in Otten Investments, LP, and an officer for the Institute of Management Accountants. He also serves as an officer for the U.S. Naval Academy Alumni Association Omaha Chapter and is associated with the J J. O 2025 Grantor Retained Annuity Trust.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
State Registrations12 states
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