Gray Pendleton
Gray Pendleton is a CFP-designated registered investment advisor at Pendleton Financial Wealth Management, based in Raleigh, NC, with 13 years of industry experience. Gray operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 126 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.40% |
| $15M+ | 0.20% |
Financial planning services are included in the fee. The annual fee rate schedule applies to individual clients, corporate brokerage accounts, and commingled ERISA qualified retirement plans with a household value of assets managed by Pendleton of $500,000 or more. For households under $500,000, the annual fee rate is 1.25% for assets between $1 and $500,000. Financial planning services are included if the household has more than $300,000 in assets managed by Pendleton. Fees may be negotiable.
Fee Estimator
Location
2607 Oberlin Road, Suite 100, Raleigh, NC, 27608
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gray owns a pass-through business entity, Financial Success Guide, Inc., teaches classes, and owns rental properties. Gray also provides insurance products and services as a licensed insurance agent with Preferred Planning & Insurance, Inc., and is a real estate agent.
Employment History
Current Registrations
Pendleton Financial Wealth Management
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.