Toni Sprouse is a registered investment advisor at Morgan Stanley, based in Santa Rosa, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3562 Round Barn Circle, 1st Floor, Santa Rosa, CA, 95403
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2014 - Present · 12 yrs 6 mos
Morgan StanleyBroker
January 2014 - Present · 12 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2012 - January 2014 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2012 - January 2014 · 1 yr 10 mos
Wells Fargo Advisors, LLC
February 2012 - March 2012 · 1 mo
Wells Fargo Advisors, LLCBroker
November 2011 - March 2012 · 4 mos
State Registrations37 states
AKARAZCACOCTFLGAHIIDILINLAMAMDMEMIMNMTNCNJNMNVNYOHOKORRISCTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.