Scott Hurley is a registered investment advisor, based in Denver, CO, with 14 years of industry experience.
Location
Denver, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott is involved with his homeowners association as secretary and works as a ski instructor. He dedicates minimal time to the homeowners association and about 10-20% of his time to ski instruction.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2020 - Present · 6 yrs 6 mos
Raymond James Financial Services Advisors, INC
January 2020 - Present · 6 yrs 6 mos
Raymond James Financial Services, INC.
January 2020 - Present · 6 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2020 - Present · 6 yrs 6 mos
Raymond James & Associates, INC.
January 2020 - Present · 6 yrs 6 mos
Raymond James & Associates, INC.
January 2020 - Present · 6 yrs 6 mos
Previous Registrations
Advice and Planning Services
April 2016 - December 2019 · 3 yrs 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
April 2016 - December 2019 · 3 yrs 8 mos
Oppenheimerfunds Distributor, INC.Broker
March 2015 - March 2016 · 1 yr
Raymond James Financial Services, INC.Broker
January 2015 - March 2015 · 2 mos
Raymond James & Associates, INC.
July 2013 - March 2015 · 1 yr 8 mos
Raymond James & Associates, INC.Broker
July 2013 - March 2015 · 1 yr 8 mos
Securian Financial Services, INC.
January 2012 - June 2013 · 1 yr 5 mos
Securian Financial Services, INC.Broker
October 2011 - June 2013 · 1 yr 8 mos
State Registrations1 state
CO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.