Karissa Peterson is a registered investment advisor, based in Folsom, CA, with 11 years of industry experience.
Location
340 Palladio Pkwy., Suite 501, Folsom, CA, 95630
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Karissa owns another business, dedicating minimal time to it. This activity is not investment-related.
Employment History
Current Registrations
Allworth Financial, L.P.
March 2026 - Present · 2 mos
Aw SecuritiesBroker
March 2026 - Present · 2 mos
Previous Registrations
Ameriprise Financial Services, LLC
November 2016 - February 2026 · 9 yrs 3 mos
Ameriprise Financial Services, LLCBroker
August 2016 - February 2026 · 9 yrs 6 mos
Sanford C. Bernstein & CO., LLCBroker
June 2014 - August 2016 · 2 yrs 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.