Mary Norton is a CFP-designated registered investment advisor, based in Raleigh, NC, with 14 years of industry experience.
Location
3221 Blue Ridge Rd., Ste. 105, Raleigh, NC, 27612
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mary is affiliated with CIRA as an IAR, spending nearly full-time hours with 120 hours dedicated to trading. She is also an insurance agent for various independent insurance companies, dedicating minimal time to this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Waddell & Reed
Waddell & ReedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.