Katherine Phillips
Katherine Phillips is a CFA-designated registered investment advisor at Aristotle Capital Management, LLC, based in Boston, MA, with 13 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 5,167 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual management fees for separately managed accounts range from 0.30% to 1.00% depending on factors such as account size and strategy. Fees are negotiable.
Fee Estimator
Location
One Federal St 36th Floor, Boston, MA, 02110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aristotle Capital Management, LLC
Foreside Financial Services, LLC
Foreside Financial Services, LLCBroker
Previous Registrations
Loomis Sayles Distributors, L.P.Broker
Loomis, Sayles & Company, L.P.
Wellesley Investment Advisors, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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