Katherine Phillips is a registered investment advisor, based in Boston, MA, with 12 years of industry experience.
Location
One Financial Center, Boston, MA, 02111-2621
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Loomis Sayles Distributors, L.P.
February 2018 - Present · 8 yrs 2 mos
Loomis Sayles Distributors, L.P.Broker
February 2018 - Present · 8 yrs 2 mos
Loomis, Sayles & Company, L.P.
February 2017 - Present · 9 yrs 2 mos
Previous Registrations
Wellesley Investment Advisors, INC.
August 2011 - April 2015 · 3 yrs 8 mos
State Registrations1 state
MA
Advisor
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Exams
No exam information available for this advisor.