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Sarah Montoya is a registered investment advisor at Morgan Stanley, based in Carlsbad, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5796 Armada Drive, Suite 200, Carlsbad, CA, 92008
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Regulatory History (1)
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Customer Dispute
December 2020Denied
Other Business Activities
Sarah is a board member for University of California, San Diego, dedicating minimal time. She is also a member of M.M. Bodega, LLC, an art/culture and retail/online store, spending about 10-20% of her time on this activity.
Employment History
Current Registrations
Morgan Stanley
January 2013 - Present · 13 yrs 6 mos
Morgan StanleyBroker
January 2013 - Present · 13 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - January 2013 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - January 2013 · 1 yr 3 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.