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Michael Suggs

14 Years of Experience
Shreveport, LA
1 DisclosureBroker

Michael Suggs is a registered investment advisor at LPL Financial LLC, based in Shreveport, LA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1560 E. 70th Street, Shreveport, LA, 71105

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2021
Denied
Other Business Activities

Michael operates under the DBA Barksdale Investment Services, which is an entity for his LPL business. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs
LPL Financial LLCBroker
May 2022 - Present · 4 yrs
LPL Financial LLC
May 2022 - Present · 4 yrs
Previous Registrations
CUNA Brokerage Services, INC.
October 2019 - May 2022 · 2 yrs 7 mos
CUNA Brokerage Services, INC.
October 2019 - October 2019 · 0 mos
CUNA Brokerage Services, INC.Broker
September 2019 - May 2022 · 2 yrs 8 mos
Allstate Financial Advisors, LLC
August 2018 - September 2019 · 1 yr 1 mo
Allstate Financial Services, LLCBroker
August 2018 - September 2019 · 1 yr 1 mo
CUNA Brokerage Services, INC.Broker
September 2015 - July 2018 · 2 yrs 10 mos
CUNA Brokerage Services, INC.
September 2015 - July 2018 · 2 yrs 10 mos
Wells Fargo Advisors, LLC
April 2014 - September 2015 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
April 2014 - September 2015 · 1 yr 5 mos
Edward Jones
January 2012 - April 2014 · 2 yrs 3 mos
Edward JonesBroker
October 2011 - April 2014 · 2 yrs 6 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Suggs - Financial Advisor | TrueAdvisor