Thomas Knudson is a CFP-designated registered investment advisor, based in Scottsdale, AZ, with 11 years of industry experience.
Location
14321 N. Northsight Blvd., Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023Closed-No Action
Other Business Activities
Thomas is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
June 2020 - Present · 6 yrs
Vanguard Marketing CorporationBroker
June 2020 - Present · 6 yrs
Vanguard Advisers, INC.
March 2020 - Present · 6 yrs 3 mos
Previous Registrations
Ronald Blue & CO., LLC
March 2012 - August 2017 · 5 yrs 5 mos
State Registrations3 states
AZNETX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.