Steven Andrew Greer

CFP

14 Years of Experience

2 DisclosuresSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth

Hobart Wealth

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9 advisors

Number of Clients

677 clients

Average Client Portfolio

$635K average

Assets Under Management

$429.7M

Fee Structure

Minimum Investment:$250K

Location

7733 Ballantyne Commons Parkway, Suite 101, Charlotte, NC, 28277

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2022

Settled

Customer Dispute

November 2020

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Steven is an Investment Advisor Representative with Hobart Private Capital, LLC since 2013. He is also an independent insurance agent since 2012, dedicating a few hours per week to the sale of insurance products.

Employment History

Current Registrations

Hobart Wealth

September 2013 - Present · 12 yrs 5 mos

Previous Registrations

G.F. Investment Services, LLCBroker

February 2012 - April 2019 · 7 yrs 2 mos

Global Financial Private Capital, LLC

February 2012 - November 2017 · 5 yrs 9 mos

Kalos Capital, INC.Broker

October 2011 - February 2012 · 4 mos

Kalos Management

September 2011 - April 2012 · 7 mos

State Registrations2 states

NCTX

Advisor

Exams

No exam information available for this advisor.