Noel Gerson
Noel Gerson is a registered investment advisor at Kovack Advisors, INC., based in Scottsdale, AZ, with 13 years of industry experience. Noel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
12246 E Lupine Ave, Scottsdale, AZ, 85259
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
May 2016Regulatory
August 2015Criminal
April 2012Other Business ActivitiesSells Insurance
Noel operates Gerson Wealth Management LLC, providing financial planning and wealth management services, dedicating all of his time to this. He also provides insurance solutions to clients, spending about 10-20% of his time on this activity, and is a trustee for his dad's trust, which takes minimal time.
Employment History
Current Registrations
Kovack Advisors, INC.
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.