TrueAdvisor
TrueAdvisor
NG
NG

Noel Gerson

Kovack Advisors, INC.
14 Years of Experience
Scottsdale, AZ
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Noel Gerson is a registered investment advisor at Kovack Advisors, INC., based in Scottsdale, AZ, with 14 years of industry experience. Noel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12246 E Lupine Ave, Scottsdale, AZ, 85259

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2016
Regulatory
August 2015
Final
Criminal
April 2012
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Noel operates Gerson Wealth Management LLC, providing financial planning and wealth management services, dedicating all of his time to this. He also provides insurance solutions to clients, spending about 10-20% of his time on this activity, and is a trustee for his dad's trust, which takes minimal time.

Employment History
Current Registrations
Kovack Advisors, INC.
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
March 2015 - June 2016 · 1 yr 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2015 - June 2016 · 1 yr 3 mos
Edward Jones
January 2012 - March 2015 · 3 yrs 2 mos
Edward JonesBroker
October 2011 - March 2015 · 3 yrs 5 mos
State Registrations2 states
AZTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Scottsdale, AZ →All financial advisors in Arizona →