Robert Gilbert is a registered investment advisor, based in San Francisco, CA, with 8 years of industry experience.
Location
234 1st Street, San Francisco, CA, 94105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert is a referee for USA Hockey in Swedesboro, NJ, since 2020. This activity is not investment-related and takes minimal time during business hours.
Employment History
Current Registrations
Sofi Securities LLC
April 2021 - Present · 5 yrs 3 mos
Sofi Securities LLCBroker
April 2021 - Present · 5 yrs 3 mos
Sofi Wealth LLC
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
Commonwealth Financial Network
July 2019 - March 2021 · 1 yr 8 mos
Commonwealth Financial NetworkBroker
July 2019 - March 2021 · 1 yr 8 mos
Capital One Advisors, LLC
August 2017 - March 2019 · 1 yr 7 mos
Capital One Investing, LLCBroker
January 2017 - March 2019 · 2 yrs 2 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.