Dustin Baker is a CFP, ChFC-designated registered investment advisor at Sage, Rutty & CO., INC., based in Rochester, NY, with 11 years of industry experience. Dustin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 8,613 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K - $1.0M | 2.50% |
| $1M+ | 2.00% |
Fees vary by program. Rates shown are for the Asset Advisor program. Other programs such as PIM, Schwab, and SEI feature rates ranging from 1.00% to 2.00% for initial tiers and are negotiable for balances over $1,000,000.
Fee Estimator
Location
100 Corporate Woods, Suite 300, Rochester, NY, 14623
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sage, Rutty & CO., INC.Broker
Sage, Rutty & CO., INC.
Previous Registrations
Cooper/haims Advisors, LLC
Esl Investment Services, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Key Investment Services LLC
Key Investment Services LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Nylife Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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