JK
JK
James Koller is a registered investment advisor, based in Glendale, CA, with 12 years of industry experience.
Location
300 W. Glenoaks Blvd, Suite 202, Glendale, CA, 91202
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Regulatory History (1)
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Employment Separation After Allegations
August 2018Other Business ActivitiesSells Insurance
James is a sole proprietor involved in insurance sales, spending about 10% of his time identifying insurance needs for clients. He is also an Investment Advisor Representative at Lazari Capital Management, focusing on investment portfolio management, which takes up most of his time.
Employment History
Current Registrations
Lyndhurst Securities INC.Broker
October 2022 - Present · 3 yrs 7 mos
Lazari Capital Management, INC.
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Kovack Securities INC.Broker
January 2019 - December 2021 · 2 yrs 11 mos
Park Avenue Securities LLC
January 2018 - September 2018 · 8 mos
Park Avenue Securities LLCBroker
June 2013 - September 2018 · 5 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.