Kate Turner is a registered investment advisor, based in Austin, TX, with 14 years of industry experience.
Location
6300 Bee Cave Road, Building One, Austin, TX, 78746
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dimensional Fund Advisors LP
August 2025 - Present · 11 mos
Dfa Securities LLCBroker
August 2025 - Present · 11 mos
Dfa Securities LLC
August 2025 - Present · 11 mos
Previous Registrations
Capital Client Group, INC.
April 2017 - June 2025 · 8 yrs 2 mos
Capital Client Group, INC.Broker
April 2017 - June 2025 · 8 yrs 2 mos
Aig Capital Services, INC.Broker
May 2014 - April 2017 · 2 yrs 11 mos
Planmember Securities Corporation
June 2013 - May 2014 · 11 mos
Planmember Securities CorporationBroker
November 2011 - May 2014 · 2 yrs 6 mos
State Registrations49 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.