MW
MW

Mark Williams

14 Years of Experience
Florence, AL
Broker

Mark Williams is a registered investment advisor at Morgan Stanley, based in Florence, AL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

201 South Court Street, 4th Floor, Florence, AL, 35630

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mark is a managing member of R.W. Williams Family Investments, LLC, a real estate company, since 2015. He spends minimal time on this activity outside of business hours, primarily for check signing and fund disbursement.

Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 10 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2012 - September 2020 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - September 2020 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2011 - February 2012 · 2 mos
State Registrations26 states
ALARCACODEFLGAIDILINKYLAMDMNMSNCNYOHOKORSCTNTXVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.