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Douglas Deering

14 Years of Experience
Concord, CA
Broker

Douglas Deering is a registered investment advisor at Assetmark, INC., based in Concord, CA, with 14 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 410,747 clients with $77B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
197 advisors
IM Fee
Planning only
Assets Under Management
$77.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1655 Grant Street, 10th Floor, Concord, CA, 94520-2445

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas works full-time as a Senior National Consultant of AssetMark, Inc., a registered investment advisor and affiliate of AssetMark Brokerage, LLC. This employment began in 2014.

Employment History
Current Registrations
Assetmark, INC.
January 2020 - Present · 6 yrs 4 mos
Assetmark Brokerage, LLC
August 2014 - Present · 11 yrs 9 mos
Assetmark Brokerage, LLCBroker
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
Capital Brokerage CorporationBroker
December 2013 - August 2014 · 8 mos
Assetmark, INC.
June 2012 - January 2020 · 7 yrs 7 mos
Capital Brokerage CorporationBroker
April 2012 - November 2013 · 1 yr 7 mos
John Hancock Distributors LLCBroker
October 2011 - February 2012 · 4 mos
State Registrations4 states
ILINMIMN
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Douglas Deering - Financial Advisor | TrueAdvisor