James Cook is a registered investment advisor, based in Memphis, TN, with 14 years of industry experience.
Location
5885 Ridgeway Center Pkwy, Suite 233, Memphis, TN, 38120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is an owner and operator of Cook Financial Partners, LLC, a financial services practice. He also serves on the finance/investment committee for Ducks Unlimited and as a director for The 100 Club of Memphis, dedicating minimal time to each non-profit.
Employment History
Current Registrations
Raymond James Financial Services, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.