Andrew Yang
Andrew Yang is a registered investment advisor at Citigroup Global Markets INC., based in Diamond Bar, CA, with 14 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
CWM Retail, Sales, 1188 S. Diamond Bar Blvd., Diamond Bar, CA, 91765
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrew is a landlord for a rental property in Montebello, CA, and a partner in Trio Investment Holding LLC (a food and boba drink shop) in Walnut, CA, taking about a quarter of his time. He is also a partner in Carranza & Yang Holdings LLC, a real estate holding company, dedicating minimal time to this.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Previous Registrations
J.P. Morgan Securities LLCBroker
Wells Fargo Advisors, LLCBroker
State Registrations9 states
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