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Dale Herring

U.S. Bancorp Advisors, LLC
14 Years of Experience
Omaha, NE
1 DisclosureBroker
View SEC Summary
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Dale Herring is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Omaha, NE, with 14 years of industry experience. Dale is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
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Location

14301 FNB Pkwy, Omaha, NE, 68154

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History

Regulatory History (1)
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Criminal
March 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dale is the President of the Shadow Glen HOA, a home owners association, since February 2024. This activity requires minimal time.

Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
October 2023 - February 2026 · 2 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
October 2023 - February 2026 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLC
May 2013 - October 2023 · 10 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
July 2012 - October 2023 · 11 yrs 3 mos
State Registrations2 states
IANE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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