Brent Carroll is a registered investment advisor, based in Colorado Springs, CO, with 11 years of industry experience.
Location
2220 Briargate Parkway, Colorado Springs, CO, 80920
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brent owns 100% of Bee Salon LLC, a salon and spa, but his spouse handles the management and activities. He spends minimal time on this non-investment related business.
Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
August 2023 - Present · 3 yrs 1 mo
T. Rowe Price Advisory Services, INC.
August 2023 - Present · 3 yrs 1 mo
T. Rowe Price Investment Services, INC.Broker
August 2023 - Present · 3 yrs 1 mo
Previous Registrations
Empower Advisory Group, LLC
October 2021 - April 2023 · 1 yr 6 mos
Empower Financial Services, INC.Broker
October 2021 - April 2023 · 1 yr 6 mos
T. Rowe Price Advisory Services, INC.
September 2014 - September 2021 · 7 yrs
T. Rowe Price Investment Services, INC.Broker
June 2014 - September 2021 · 7 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.