Austin Toomey is a registered investment advisor at Toomey Investment Management, INC, based in Wallingford, CT, with 14 years of industry experience. Austin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,302 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Toomey Investment Management's fees for investment management are based on a percentage of the value of your portfolio, ranging from 0.40% to 2.00% per year. The specific fee is negotiable and depends on factors like the complexity of your situation and the amount you invest.
Location
420 Center Street, 1st Floor, Wallingford, CT, 06492
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Austin is involved in tax preparation services through Toomey Investment Management. This activity takes about half of Austin's time during tax season.
Employment History
Current Registrations
Toomey Investment Management, INC
Leigh Baldwin & CO., LLCBroker
Previous Registrations
Toomey Investment Management, INC
Toomey Investment Management, INC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.