Thomas Martin
Thomas Martin is a registered investment advisor at Brookstone Capital Management LLC, based in Aurora, CO, with 9 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 54,545 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookstone Capital Management's investment management fees are negotiable, up to a maximum of 2.5% annually. The fee includes a portion for BCM (up to 0.95%) and a portion for the investment advisor representative (up to 1.55%). The exact fee is outlined in your agreement. BCM offers its asset management program as a wrap fee program at Schwab, which bundles advisory and transaction fees into a single fee. At Fidelity, clients are part of a non-wrap fee program and may be charged transaction fees. All accounts are charged a monthly $8 fee for software, reduced for accounts under $8,000.
Location
Aurora, CO
Get directionsHistory
Regulatory History (2)
Judgment / Lien
February 2017Judgment / Lien
August 2005Other Business ActivitiesSells Insurance
Thomas owns Martin Heritage Group, LLC, which sells life insurance and annuities and produces financial literacy materials. The filing does not specify the amount of time Thomas spends on these activities.
Employment History
Current Registrations
Brookstone Capital Management LLC
Previous Registrations
Allstate Financial Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ameriprise Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.