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Michael Chan

U.S. Bancorp Advisors, LLC
14 Years of Experience
Sunnyvale, CA
2 DisclosuresBroker
View SEC Summary
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Michael Chan is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Sunnyvale, CA, with 14 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

495 S Mathilda Ave, Sunnyvale, CA, 94086

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2026
Denied
Criminal
October 2005
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
March 2017 - Present · 9 yrs 7 mos
U.S. Bancorp Advisors, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - March 2017 · 4 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2017 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - October 2012 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - October 2012 · 11 mos
State Registrations21 states
AZCACOFLGAIAIDKSKYMDMSMTNCNJNVNYORPASDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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