MC
MC
Michael Chan
14 Years of Experience
Sunnyvale, CA
1 DisclosureBroker
Michael Chan is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Sunnyvale, CA, with 14 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
495 S Mathilda Ave, Sunnyvale, CA, 94086
Get directionsHistory
Regulatory History (1)
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Criminal
October 2005Final Disposition
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
March 2017 - Present · 9 yrs 2 mos
U.S. Bancorp Advisors, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - March 2017 · 4 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2017 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - October 2012 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - October 2012 · 11 mos
State Registrations21 states
AZCACOFLGAIAIDKSKYMDMSMTNCNJNVNYORPASDTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.