CH
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Chase Toberman Heiden

13 Years of Experience
Broker
Areas of Practice
Investment ManagementTax PlanningEstate PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
560 clients
Average Client Portfolio
$218K average
Assets Under Management
$122.3M

Fee Structure

Minimum Investment:$50K
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Location

Dana Point, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chase works part-time as a bartender at Dana Point Ale House, a food service business. This non-investment related activity takes about a quarter of his time.

Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
March 2023 - Present · 2 yrs 11 mos
American Trust Investment Services, INC.Broker
March 2023 - Present · 2 yrs 11 mos
American Trust Investment Services, INC.
March 2023 - Present · 2 yrs 11 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
June 2018 - March 2023 · 4 yrs 9 mos
Oppenheimer & CO. INC.
June 2018 - March 2023 · 4 yrs 9 mos
Wedbush Securities INC.
March 2015 - June 2018 · 3 yrs 3 mos
Wedbush Securities INC.Broker
January 2015 - June 2018 · 3 yrs 5 mos
Sc Distributors, LLCBroker
July 2014 - January 2015 · 6 mos
Putnam Retail Management Limited PartnershipBroker
November 2011 - July 2014 · 2 yrs 8 mos
State Registrations6 states
AZCACONVNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.