Chase Heiden is a registered investment advisor, based in Dana Point, CA, with 14 years of industry experience.
Location
Dana Point, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Chase works part-time as a bartender at Dana Point Ale House, a food service business. This non-investment related activity takes about a quarter of his time.
Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
March 2023 - Present · 3 yrs 1 mo
American Trust Investment Services, INC.Broker
March 2023 - Present · 3 yrs 1 mo
American Trust Investment Services, INC.
March 2023 - Present · 3 yrs 1 mo
Previous Registrations
Oppenheimer & CO. INC.Broker
June 2018 - March 2023 · 4 yrs 9 mos
Oppenheimer & CO. INC.
June 2018 - March 2023 · 4 yrs 9 mos
Wedbush Securities INC.
March 2015 - June 2018 · 3 yrs 3 mos
Wedbush Securities INC.Broker
January 2015 - June 2018 · 3 yrs 5 mos
Sc Distributors, LLCBroker
July 2014 - January 2015 · 6 mos
Putnam Retail Management Limited PartnershipBroker
November 2011 - July 2014 · 2 yrs 8 mos
State Registrations6 states
AZCACONVNYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.